Search results for: SECURITIES ACT
| Heading | Subheading | Description | Class | Statute | View Key | Sentence | Date Added | Retirement Date |
|---|---|---|---|---|---|---|---|---|
| SECURITIES ACT | Type | Felony violations of §13.1-501 thru §13.1-527.3 | Felony | 13.1-501 | SEC-7001-F4 | 2Y-10Y | 2004-10-13 | |
| SECURITIES ACT | Type | Misdemeanor violations of §13.1-501 thru §13.1-527.3 | Misdemeanor | 13.1-527.3 | SEC-7002-M1 | 0-12M | 2004-10-13 | |
| SECURITIES ACT | Type | False statement in book of account, etc., knowingly make | Misdemeanor | 13.1-520(B) | SEC-7040-M1 | 0-12M | 2000 | |
| SECURITIES ACT | Type | False statement to defraud purchaser or deceive SCC | Felony | 13.1-520(A) | SEC-7000-F4 | 2Y-10Y | 2000 | |
| SECURITIES ACT | Type | Unlawful offers and sales with intent to defraud/deceive | Felony | 13.1-502 | SEC-7041-F4 | 2Y-10Y | 2005 | |
| SECURITIES ACT | Type | Unlawful offers and sales; knowingly make false statement | Misdemeanor | 13.1-502 | SEC-7042-M1 | 0-12M | 2005 | |
| SECURITIES ACT | Type | Security not registered, intent to defraud/deceive | Felony | 13.1-507 | SEC-7055-F4 | 2Y-10Y | 2005 | |
| SECURITIES ACT | Type | Security not registered, knowingly make false statements | Misdemeanor | 13.1-507 | SEC-7056-M1 | 0-12M | 2005 | |
| SECURITIES ACT | Type Not Clear | Securities offense - Type not clear from record | SEC-7075-S9 | 2010 |